Wednesday, April 28, 2021
12:00 PM to 1:00 PM
Zoom
* The Zoom details will be provided in a separate communication after successful registration.
11:55 AM - 12:00 PM
Registration & Welcome
12:00 - 1:00 PM
Virtual Presentation
(Including Q & A)
1:00 PM – 1:30 PM Optional Networking (With Breakout Rooms)
Registration & Cancellation Policies:
Register and/or send cancellations by no later than noon on Tuesday, 4/27 to:
CPE Credit:
This event is eligible for 1 CPE credit. Virtual participants must attend from 12:00 PM – 1:00 PM and answer polling questions to receive credit.
Session Topic
Ethics and Management Overconfidence
Summary
This session will address ethics today, specifically in a remote environment.
Learning Objectives
Jonathan has more than 30 years of experience working closely with his clients, their board, senior management, and law firms on global fraud and misconduct investigations, including bribery, corruption, compliance, and other matters.
He specializes in internal and regulatory investigations, governance matters, risk assessments, design and implementation of compliance programs, global fraud risk management programs, compliance coordination, and monitoring services for the private, public, and not-for-profit sectors. Jonathan assists his clients in mitigating potential issues by conducting root-cause analysis, developing remedial procedures, and designing or enhancing governance and compliance systems along with internal controls, policies and procedures, and customized training.
Jonathan has led high-profile financial, accounting, compliance, and regulatory investigations worldwide relating to allegations of accounting irregularities, improper financial disclosures, fraud, non-compliance, bribery, corruption, kickbacks, money laundering, terrorist financing, cyber incidents, and whistleblower matters.
Jonathan has provided expert testimony on accounting, damages/lost profits, financial, and internal control issues in commercial litigation matters. He has appeared before the United States Securities and Exchange Commission (SEC), Financial Industry Regulation Authority (FINRA), and the United States Department of Justice (DOJ) to present his findings.
Jonathan has also led global compliance initiatives, fraud risk or vulnerability assessments, internal audits, third-party risk management initiatives, and due diligence teams.
Jonathan is a well-regarded author and speaker who has gained international recognition for developing thought leadership that has enhanced the profession, including the Fraud PentagonŠ, Business Fraud Risk Framework, The Advanced Meta-Model of Fraud, and the Enterprise Resilient Ecosystem. He regularly presents various fraud, ethics, compliance, governance, and forensic accounting topics.
Jonathan has previously held leadership positions at a national accounting and global disputes and investigations professional services firm. He has educated and advised some of the world’s largest companies on these and various other highly complex issues.
Financial Executives International (FEI) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.