Are You Ready for a Plan Audit?

Register Now! 

You're invited to join us at our next educational seminar.

Are you ready for a plan audit? Please join us for a complimentary lunch seminar on maneuvering through  plan audits.

Valerie Hampton, Senior Audit Manager at Anton Collins Mitchell LLP, will present, "Preparing for an Audit."  She will give tips on planning for a smooth audit including:

• Information needed from your custodian
• Making the most of your audit fieldwork
• Self-monitoring compliance tips 

Michele Suriano, President of Castle Rock Investment Company, will present, “Selecting an Auditor,” which will encompass what to look for in an auditor, must-have questions in your RFP and the DOL’s guidance on selecting an auditor. 

Each attendee will leave the seminar with an informative checklist and tools needed to sail through a plan audit. 

Location:
Cool River Café
8000 E. Belleview Ave.
Greenwood Village, CO 80111
 
Date/Time
Thursday, March 14th
11:30am-1:00pm

About Castle Rock Investment Company

Castle Rock Investment Company (CRIC) is an independent registered investment adviser located in Castle Rock, Colorado. We specialize in advising workplace retirement plans, including 401(a), 401(k), 403(b), 457, profit sharing, employee stock ownership, and defined benefit plans.

About ACM
Anton Collins Mitchell LLP (ACM)  is a full service public accounting firm headquartered in Denver, Colorado with offices in Northern Colorado and Boulder.  ACM has a designated Employee Benefit Plan Services group that focuses exclusively on benefit plan audits, benefit consulting and regulatory and plan compliance assistance. The firm’s membership in the BDO Seidman Alliance combines the resources of the 5th largest accounting organization in the world and the personal attention of a local firm. www.acmllp.com

Please feel free to contact me directly if you have any questions about the event or how to register.

Kristen Sanchez
Director of Communications
Castle Rock Investment Company
720-934-8652